Shareholder Information

Annual and General Meetings

20 Mar 14 Notice of General Meeting to be held on 7 April 2014
  Form of Proxy for General Meeting to be held on 7 April 2014
  Blue Form of Proxy for use at the court meeting to be held on 7 April 2014
  Sarossa Plc AIM Appendix
13 Dec 13 Notice of General Meeting held on 10 January 2014
  Form of Proxy for General Meeting held on 10 January 2014

Shares in issue

As at 10 March 2014 the Company's issued ordinary share capital consisted of 639,360,364 ordinary shares with voting rights. Sarossa Capital does not hold any ordinary shares in Treasury.

The total number of voting rights in Sarossa Capital is 639,360,364.

The above figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Sarossa Capital under the FSA's Disclosure and Transparency Rules.

Major Shareholders

As at 10 March 2014 shareholders holding more than 3% of the voting rights of Sarossa Capital were:

Shareholder %
Richard Griffiths and controlled undertakings 25.68
Mrs N J Powel 8.28
BVF Partners LP 7.00
Leventis Holding SA 6.94

Shares not in public hands

In the terms of AIM Rules published February 2010 and insofar as it is aware, at 10 March 2014, 27.20% of the Company's AIM securities was not in public hands.

Restrictions in transfer of AIM securities

There are no restrictions on the transfer of ordinary shares in the Company.

ADR program

Sarossa Capital has a Level One American Depositary Receipt (ADR) Program.

This will enable US investors in Sarossa Capital to trade in a dollar-denominated equity instrument.

Trading symbol: ATSMY
CUSIP number: 03718Q109
Ratio: 1 ADR : 20 Ordinary Sarossa Capital shares

Sarossa Capital has appointed The Bank of New York as the depositary bank for our ADR Program.

For more information please contact the Bank of New York:

Telephone from UK: 001 212 815 3700
Telephone from US: 1 888 269 2377 (1 888 BNY ADRS)


Page last updated: 20 March 2014